Employee Benefit Plans Audit Documentation

Overview

This session will focus on audit documentation, providing an overview of general documentation standards, as well as discussion of many specific elements of the audit process. Topics to be covered will include independence, planning, risk assessment, internal controls, fraud inquires, related parties & parties-in-interest, subsequent events, risks & uncertainties, and more!

Prerequisites

Basic knowledge of accounting and auditing and experience with employee benefit plan audits.

Designed For

CPAs who perform employee benefit plan audits and senior managers, staff, financial professionals, individual advisers and attorneys who specialize in working on employee benefit plans.

Objectives